SOC 2 & ISO 27001 Compliance for Fintech Companies
Win Enterprise Banking Partnerships Without the Compliance Chaos
Banks and financial institutions demand proof of security before they'll integrate your payment rails, embedded finance tools, or lending APIs. Get audit-ready with a compliance workflow that handles the financial services requirements enterprise partners actually check for.
The Fintech Compliance Gauntlet
You're building financial infrastructure. Every enterprise partnership requires a security questionnaire. Every bank integration demands a SOC 2 report. Every expansion into Europe triggers ISO 27001 questions.
Meanwhile, you're a team of 15 trying to move fast:
- ×Your CTO is fielding the third vendor security assessment this month
- ×Your lead engineer is explaining your encryption approach for the fifth time
- ×Your CEO is watching deals stall in procurement because "we need to see your compliance documentation"
Traditional compliance approaches often require significant investment and six-month timelines. Automated scanning tools don't understand financial data flows. DIY spreadsheets become unmanageable by month two.
You need audit-ready status. Not eventually. Now.
One Framework, Two Standards, Zero Redundancy
We've mapped 103 controls that satisfy both SOC 2 Trust Services Criteria and ISO 27001 requirements simultaneously. When Wells Fargo asks for SOC 2 and your European banking partner requires ISO 27001, you document the evidence once.
Banking partnerships move faster
Most RFPs require SOC 2 Type II. Many international banks also want ISO 27001. With both frameworks covered, you don't restart compliance work for each new region or partner tier.
Financial data controls, properly organized
Payment card data, bank account information, transaction records, KYC documentation - the controls that matter for financial services are already identified and organized. No guessing about which requirements apply to your customer data flows.
Audit efficiency
When you're ready for the formal assessment, your auditor evaluates one set of evidence against both frameworks. One audit season, two certifications. Half the disruption to your engineering team.
How It Works: Structured Workflow for Fast-Moving Teams
Assign
The platform breaks compliance requirements into specific tasks your team can actually complete. "Document your production database encryption" instead of "implement cryptographic controls." Engineers get clear assignments. Security leads get visibility into progress.
Auto-scheduling handles recurring requirements automatically. Quarterly access reviews, monthly vulnerability scans, annual penetration tests - the system tracks what's due and assigns it to the right person. No manual tracking. No missed deadlines.
Upload
Team members upload evidence directly: policy documents, security configurations, audit logs, architecture diagrams, or text-based descriptions of controls. Multiple files per control. Context and explanations captured as structured text.
Privacy-first approach. We don't require API access to your production payment processing environment. No agents scanning your transaction databases. No visibility into customer financial data. You control exactly what evidence leaves your infrastructure.
Report
Generate Gap Analysis reports whenever you need them, before that banking partnership kickoff call, before the quarterly board meeting, before the auditor arrives. See exactly which controls are documented, which need attention, and what evidence gaps remain.
Pre-Audit Reports compile everything in auditor-ready format. Your assessor gets organized evidence from day one. Your team isn't scrambling to find that access control policy from six months ago.
Track the Vendors That Handle Your Customers' Money
Fintech companies depend on specialized infrastructure most SaaS businesses never touch. Payment processors, banking-as-a-service platforms, KYC providers, fraud detection services, core banking systems, card issuers.
Built-in Vendor Tracking
Documents these critical relationships:
- Payment processors and their PCI DSS compliance status
- Banking partners and their security certifications
- KYC/AML service providers and data handling practices
- Cloud infrastructure supporting financial transactions
- Third-party APIs accessing customer financial data
Asset Tracking
Documents your financial technology stack:
- Transaction processing systems and databases
- Customer financial data stores
- Payment integration points
- Fraud detection and monitoring tools
- Backup and disaster recovery infrastructure
When enterprise partners ask "who has access to our customers' financial data," you have documentation ready. When auditors want to understand your third-party risk management, the vendor relationships are already documented.
Stay Ready for the Next Partnership RFP
Financial services partnerships don't wait for your compliance timeline. A Fortune 500 bank reaches out about integrating your payment API. They need your SOC 2 report within two weeks to proceed with technical evaluation.
You're either ready or you're not.
Periodic Gap Analysis Reports
Keep you continuously prepared. You always know your compliance posture. When the RFP arrives, you're not starting from zero - you're generating the report they need.
Multi-Organization Support
Scales as you grow. Managing compliance across your main entity, your EU subsidiary, and your UK operation? Track evidence and controls separately while maintaining visibility across all entities.
Built for Teams Shipping Financial Products
You're launching new features, integrating with new banking partners, expanding into new markets. Compliance can't be the bottleneck.
Role-based access
Ensures engineers, security leads, and executives see what's relevant to them
Task management
Integrates compliance work into your existing sprint planning
Evidence management
Handles the documentation burden so your team can focus on building
Compliance becomes operational rhythm, not existential crisis.
The Reality: Enterprise Finance Moves on Trust
Every integration conversation with a bank includes the security question. Every partnership agreement includes the compliance requirement. Every expansion into financial services requires demonstrating you protect customer data properly.
You can spend six months building a compliance program from scratch. You can work with external partners to do it for you. Or you can use a structured platform that guides your team through exactly what needs to be documented.
We built the workflow. You provide the evidence. The auditor sees the results.
Get Your Fintech Compliance Roadmap
See what's required to achieve SOC 2 and ISO 27001 readiness for your financial technology platform. Our Gap Analysis report shows which controls are completed and which are still pending, giving you a clear view of your readiness status across both frameworks.
Ready to stop losing deals to compliance delays? Let's build your path to audit-ready.